Our Services
Built on compliance. Focused on growth.
Belite Capital helps financial institutions, investment professionals, investors and issuers grow with confidence. Our founder spent years as a FINRA Principal Examiner, so we know what regulators look for, and we build that knowledge into everything we do.
01
Fund Formation & Administration
Most clients arrive with capital and a thesis but no structure to hold either. We design the vehicle, coordinate its formation with your counsel, and remain as the administrative function once it is live.
SCOPE
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Fund, SPV and entity structuring
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Offering-document & service-provider coordination
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Fund accounting, capital accounts & allocations
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Subscriptions, AML, KYC and investor reporting
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Filing calendar and books-and-records retention
WHO IT SERVES
Emerging managers raising a first fund, operators spinning out, and family offices formalising what they already do.
ENGAGEMENT
Engagements from $2,500
02
Private Investment Review
A private position has no ticker to check. We independently review the documents and report you were given and tell you what you hold and what you are entitled to see.
SCOPE
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Position, ownership and custodian tracing
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Reported marks tested against the stated policy
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Fee, carry and distribution recalculation
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Written findings memorandum and walkthrough
WHO IT SERVES
Limited partners, family offices and individuals holding private fund or direct interests.
ENGAGEMENT
$499.99 per review
03
Investor Accreditation
Third-party verification under Rule 506(c) is performed by a licensed professional so that an investor’s financial records never sit in a sponsor’s inbox.
SCOPE
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Documentation review against the reasonable-steps standard
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Signed verification letter, valid 90 days
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Secure collection and controlled retention
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Reusable across multiple offerings
WHO IT SERVES
Investors subscribing to private offerings, and sponsors who need verification handled independently.
ENGAGEMENT
$50 per letter
04
Regulatory Compliance
Programs designed, tested and defended. We build the infrastructure regulators expect and the documentation that proves it works, then stay on as the bench your team calls first.
SCOPE
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RIA and broker-dealer registration
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Written policies and supervisory procedures
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Mock examinations and deficiency remediation
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Independent AML testing
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Outsourced chief compliance officer support
WHO IT SERVES
Firms registering for the first time, and established firms under examination or building out supervision.
ENGAGEMENT
Scoped and quoted in writing
05
Outsourced Operations
The back office of an institution twice your size, without the headcount. We take the functions that must not fail and run them to a schedule.
SCOPE
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PEO services, payroll and benefits administration
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Books, records and reconciliation
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Reporting packages and KPI dashboards
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Technology selection and implementation
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Process design and documentation
WHO IT SERVES
Firms registering for the first time, and established firms under examination or building out supervision.
ENGAGEMENT
Scoped and quoted in writing
06
Business Development & Placement
Growth work, and the qualified people to deliver it. We build the development plan and place licensed professionals with firms that need capability rather than headcount.
SCOPE
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PEO services, payroll and benefits administration
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Books, records and reconciliation
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Reporting packages and KPI dashboards
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Technology selection and implementation
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Process design and documentation
WHO IT SERVES
Firms registering for the first time, and established firms under examination or building out supervision.
ENGAGEMENT
Scoped and quoted in writing
07
Family Office Services
Belite Capital provides consulting, structuring, and operational support. Legal formation documents are prepared by licensed counsel. Investment reviews are operational and educational; they are not audits under GAAS, valuation opinions, or appraisals. Belite does not provide legal, tax, or investment advice, does not offer or sell securities, and does not hold client funds or securities.
SCOPE
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PEO services, payroll and benefits administration
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Books, records and reconciliation
-
Reporting packages and KPI dashboards
-
Technology selection and implementation
-
Process design and documentation
WHO IT SERVES
Firms registering for the first time, and established firms under examination or building out supervision.
ENGAGEMENT
Scoped and quoted in writing
Belite Capital provides consulting, structuring and operational support. Legal formation documents are prepared by licensed counsel; investment reviews are operational and educational, not audits under GAAS, valuation opinions or appraisals. Belite does not provide legal, tax or investment advice, does not offer or sell securities, and does not hold client funds or securities.
GET STARTED
Tell Us What You Need
Pick the engagement below and answer a few questions. Every scope comes back in writing before any work begins.
Step 1
Step 2
Spet 3
Choose what you need below.
Answer a short questionnaire.
We reply with scope and price in writing.
FUND FORMATION
START A FUND FROM $2,500
Tell us what you intend to raise and how you intend to run it. We will come back with the structure that fits, the documents it needs, and a fixed quote for standing it up.
$2,500
STARTING ENGAGEMENT FEE
VEHICLE WE STAND UP
INCLUDE IN THE QUOTE
HOW IT RUNS
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Single-deal SPVs
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Closed-end private funds
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Open-ended and evergreen vehicles
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Real estate and asset-backed structures
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Management company and GP entities
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Structure recommendation memo
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Document checklist and counsel coordination
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Service-provider introductions
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Day-one compliance calendar
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Filing and exemption roadmap
A call within two business days of your questionnaire, a written recommendation inside a week, and a fixed fee before any work begins.
LEARN
Simplify the world of finance.
COMPLY
Over 15 years of experience in Regulation.
TRACK
Navigating the complexities of the finance industry like a pro