SEC Obtains Emergency Relief To Halt Fraud Scheme By Unregistered Broker-Dealer
Recently, the Securities and Exchange Commission made an announcement stating that it has successfully secured a preliminary injunction,...
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Ray Richardson
- Jun 21
- 2 min
A New Era of Securities Licensing: NASAA Implements Changes to Series 63, 65, and 66 Exam
The North American Securities Administrators Association (NASAA) has recently announced significant changes to the Series 63, Series 65, and
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Ray Richardson
- May 4
- 2 min
Taylor Swift : The Only Survivor Of The FTX Scandal
Taylor Swift turned down a multi-million dollar deal and saved herself from what was later discovered as one of the biggest scandals in cryp
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Ray Richardson
- Apr 26
- 3 min
Adding ESG Investments Into Your Portfolio
ESG stands for Environmental, Social, and Governance, and it is a set of criteria used by investors to evaluate the sustainability and ethic
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Ray Richardson
- Mar 23
- 2 min
Silicon Valley Bank’s Lack of Portfolio Management Leads to 2nd Largest Bank Collapse in U.S History
Silicon Valley Bank’s Lack of Portfolio Management Leads to 2nd Largest Bank Collapse in U.S History
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Ray Richardson
- Mar 16
- 0 min
The Fall of Silicon Valley Bank
Timeline of Second-Largest Bank Collapse in U.S History; Silicon Valley Bank
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Ray Richardson
- Feb 24
- 2 min
IRS Changes Investors Can Utilize
New tax brackets and standard deductions have been put into effect recently.
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Ray Richardson
- Jan 25
- 3 min
Damian Williams, First Black Attorney Prosecutes One of The Biggest Financial Frauds in U.S. History
Damian Williams, First Black Attorney Prosecutes One of The Biggest Financial Frauds in U.S. History
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Ray Richardson
- Jan 4
- 2 min
America Braces For Recession
The American economy has investors on edge as there have been significant factors signaling a
recession.
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Dorin Lee
- Jun 17, 2021
- 2 min
SEC Adds Diversity to Senior Leadership with Renee Jones Pick
“Renee brings deep expertise in corporate governance and securities law to the Division of Corporation Finance. Her leadership will be...
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Dorin Lee
- Mar 2, 2021
- 2 min
GameStop Investor is Sued and Fired, 'Roaring Kitty' Broker is Under Fire
Keith Gill, AKA 'Roaring Kitty', is a key player in the GameStop trading frenzy, and among his latest troubles, is the Financial Industry...
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Dorin Lee
- Jan 25, 2021
- 2 min
Is Plastiq the Answer to Saving the COVID Cash-Strapped 30 Million US Businesses?
The COVID-19 pandemic has spawned a huge trend in credit equity, and in our opinion, Plastiq makes a genius disruptive move to innovate...
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Dorin Lee
- Jan 15, 2021
- 1 min
Poshmark IPO Debuts $55 Higher, Continuing Trend of Successful Tech Going Public
On just Wednesday, Poshmark gave itself a more than $3 billion valuation, at $42 a share. Today, the company debuted, trading at $97.50 a...
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Dorin Lee
- Jan 6, 2021
- 1 min
East Chop Capital - Black Private Equity Firm Closes First Fund
East Chop Capital is a Black-Owned Private Equity firm, founded in 2018 by Calvin L. Butts and Carrington M. Carter. “Our firm was...
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Dorin Lee
- Dec 31, 2020
- 1 min
Turner Impact Capital's Affordable Urban Housing Fund Scores Chris Paul and $357M
Bobby Turner's Turner Impact Capital, one of the nation's largest real estate investment firms dedicated to social impact, closed its...
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Dorin Lee
- Dec 30, 2020
- 1 min
2020 Pitchbook Private Equity Awards
Check out the winners- the top performers in the private equity world include Thoma Bravo, the subject of one our feature articles...
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Dorin Lee
- Dec 30, 2020
- 1 min
A Black Founder's Research: VC's Are Still Pretty White in 2021
While this summer was filled with news on race and diversity, the new opportunities to create equitable spaces, the numbers indicate that...
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Dorin Lee
- Dec 28, 2020
- 1 min
Sports Follows Music to the Private Equity Industry
After the landmark purchase of the New York Mets to hedge fund manager Steve Cohen for $2.4bn, more teams will enter ownership by private...
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