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House of Representatives Passes Bill to Broaden Accredited Investor Criteria
U.S. House of Representatives has passed the Expanding Access to Capital Act of 2023.
Mar 14, 20243 min read
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SEC Directs Joint Effort for a New National Market System
FINRA and SROs Charting a Course for Enhanced Market Efficiency In a pivotal move, the U.S. Securities and Exchange Commission (SEC) has...
Mar 11, 20243 min read
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Commercial Real Estate Crisis Unfolds As NYCB Seeks a Lifeline
In a day of tumultuous developments within the banking sector, embattled lender New York Community Bancorp (NYCB) dominates headlines as...
Mar 6, 20242 min read
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Capital One to Acquire Discover Financial for $35.3 Billion
Capital One to Acquire Discover Financial for $35.3 Billion: A Potential Game-Changer in the Payments Industry
Feb 20, 20242 min read
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SEC Fines JPMorgan $18M for Confidentiality Clauses Silencing Whistleblowers
Cultural Questions Raised Over Handling Complaints JPMorgan Chase & Co.’s brokerage division has agreed to pay an $18 million penalty to...
Jan 18, 20242 min read
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Cryptocurrency Giant Binance and Founder Face Unprecedented Legal Reckoning
Changpeng Zhao, the founder of Binance, the world's largest cryptocurrency exchange, pleads guilty to money laundering violations....
Dec 7, 20233 min read
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Flexport Navigates Change: What Investors Should Know
Logistics startup Flexport has recently experienced major C-suite adjustments as founder and visionary CEO Ryan Petersen resumes sole...
Oct 3, 20234 min read
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SEC Obtains Emergency Relief To Halt Fraud Scheme By Unregistered Broker-Dealer
Recently, the Securities and Exchange Commission made an announcement stating that it has successfully secured a preliminary injunction,...
Aug 22, 20232 min read
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A New Era of Securities Licensing: NASAA Implements Changes to Series 63, 65, and 66 Exam
The North American Securities Administrators Association (NASAA) has recently announced significant changes to the Series 63, Series 65, and
Jun 21, 20232 min read
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Taylor Swift : The Only Survivor Of The FTX Scandal
Taylor Swift turned down a multi-million dollar deal and saved herself from what was later discovered as one of the biggest scandals in cryp
May 4, 20232 min read
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Adding ESG Investments Into Your Portfolio
ESG stands for Environmental, Social, and Governance, and it is a set of criteria used by investors to evaluate the sustainability and ethic
Apr 26, 20233 min read
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Silicon Valley Bank’s Lack of Portfolio Management Leads to 2nd Largest Bank Collapse in U.S History
Silicon Valley Bank’s Lack of Portfolio Management Leads to 2nd Largest Bank Collapse in U.S History
Mar 23, 20232 min read
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The Fall of Silicon Valley Bank
Timeline of Second-Largest Bank Collapse in U.S History; Silicon Valley Bank
Mar 16, 20230 min read
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IRS Changes Investors Can Utilize
New tax brackets and standard deductions have been put into effect recently.
Feb 24, 20232 min read
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Damian Williams, First Black Attorney Prosecutes One of The Biggest Financial Frauds in U.S. History
Damian Williams, First Black Attorney Prosecutes One of The Biggest Financial Frauds in U.S. History
Jan 25, 20233 min read
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America Braces For Recession
The American economy has investors on edge as there have been significant factors signaling a
recession.
Jan 4, 20232 min read
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SEC Adds Diversity to Senior Leadership with Renee Jones Pick
“Renee brings deep expertise in corporate governance and securities law to the Division of Corporation Finance. Her leadership will be...
Jun 17, 20212 min read
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GameStop Investor is Sued and Fired, 'Roaring Kitty' Broker is Under Fire
Keith Gill, AKA 'Roaring Kitty', is a key player in the GameStop trading frenzy, and among his latest troubles, is the Financial Industry...
Mar 2, 20212 min read
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Is Plastiq the Answer to Saving the COVID Cash-Strapped 30 Million US Businesses?
The COVID-19 pandemic has spawned a huge trend in credit equity, and in our opinion, Plastiq makes a genius disruptive move to innovate...
Jan 25, 20212 min read
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Poshmark IPO Debuts $55 Higher, Continuing Trend of Successful Tech Going Public
On just Wednesday, Poshmark gave itself a more than $3 billion valuation, at $42 a share. Today, the company debuted, trading at $97.50 a...
Jan 15, 20211 min read
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